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| florida man charged with insider trading: Den of Thieves James B. Stewart, 2012-11-20 A #1 bestseller from coast to coast, Den of Thieves tells the full story of the insider-trading scandal that nearly destroyed Wall Street, the men who pulled it off, and the chase that finally brought them to justice. Pulitzer Prize–winner James B. Stewart shows for the first time how four of the eighties’ biggest names on Wall Street—Michael Milken, Ivan Boesky, Martin Siegel, and Dennis Levine—created the greatest insider-trading ring in financial history and almost walked away with billions, until a team of downtrodden detectives triumphed over some of America’s most expensive lawyers to bring this powerful quartet to justice. Based on secret grand jury transcripts, interviews, and actual trading records, and containing explosive new revelations about Michael Milken and Ivan Boesky, Den of Thieves weaves all the facts into an unforgettable narrative—a portrait of human nature, big business, and crime of unparalleled proportions. |
| florida man charged with insider trading: Dirty Gold Jay Weaver, Nicholas Nehamas, Jim Wyss, Kyra Gurney, 2021-03-02 The explosive story of the illegal gold trade from South America, and the three Miami businessmen who got rich on it—until it all came crashing down. In March of 2017, a team of federal agents arrested Juan Pablo Granda, Samer Barrage, and Renato Rodriguez, or as they came to be known, the three amigos. The trio—first identified publicly by the authors of this book—had built a $3.6 billion dollar business in metals trading, mostly illegal Peruvian gold mined in the rain forest. Their arrest and subsequent prosecution laid bare more than a scheme between a few corrupt traders. Dirty Gold lifts the veil on a massive and very illegal international business that is more lucrative than trafficking cocaine, and often just as dangerous. As this award-winning team of current and former Miami Herald reporters shows, illegal gold mines have become a haven for Latin American drug money. The gold is sold to metals traders, and ultimately to scores of unwitting Americans in their jewelry and phones. By following the trail of these three traders, Dirty Gold leads us into a sprawling criminal underworld that has never before been in full view. |
| florida man charged with insider trading: Somebody To Love Kristan Higgins, 2012-04-24 Parker Welles, a single mother whose family has just lost everything, finds love in an unexpected place when she travels to Maine to sell her lone possession, a decrepit house in need of repair. |
| florida man charged with insider trading: Black Edge Sheelah Kolhatkar, 2017 The rise over the last two decades of a powerful new class of billionaire financiers marks a singular shift in the American economic and political landscape. Their vast reserves of concentrated wealth have allowed a small group of big winners to write their own rules of capitalism and public policy. How did we get here? ... Kolhatkar shows how Steve Cohen became one of the richest and most influential figures in finance--and what happened when the Justice Department put him in its crosshairs--Amazon.com. |
| florida man charged with insider trading: SEC Docket United States. Securities and Exchange Commission, 1991 |
| florida man charged with insider trading: The Jersey Sting Ted Sherman, Josh Margolin, 2011-03-15 In the summer of 2009 the blog Gawker stated Everybody in New Jersey Was Arrested Yesterday. Now for the first time, the real story behind the biggest corruption bust in New Jersey's notoriously corrupt history Among the forty-four people arrested in July 2009 were three mayors, five Orthodox rabbis, two state legislators, and the flamboyant deputy mayor of Jersey City, Leona Beldini, once a stripper using the stage name Hope Diamond. At the center of it all was a dubious character named Solomon Dwek, who perpetrated a $50 million Ponzi scheme before copping a plea and wearing a wire as a secret FBI undercover informant, setting up friends, partners, rabbis, and dozens of politicians. Mr. Dwek played his role like an extra in a mob movie. On surveillance tape, he repeatedly referred to his fraudulent schnookie deals, which is Yiddish for, well, schnook. Full of impossible-to-make-up detail and fresh revelations from the continuing trials and investigations, this book—the inside, untold account of a federal sting operation that moves from the streets of Brooklyn to the diners of Jersey City, and all the way to Israel—is a wonderful tour de force of investigative journalism by the reporting team that broke this amazing story. |
| florida man charged with insider trading: The Predators' Ball Connie Bruck, 2020-02-04 “Connie Bruck traces the rise of this empire with vivid metaphors and with a smooth command of high finance’s terminology.” —The New York Times “The Predators’ Ball is dirty dancing downtown.” —New York Newsday From bestselling author Connie Bruck, The Predators’ Ball dramatically captures American business history in the making, uncovering the philosophy of greed that dominated Wall Street in the 1980s. During the 1980s, Michael Milken at Drexel Burnham Lambert was the Billionaire Junk Bond King. He invented such things as “the highly confident letter” (“I’m highly confident that I can raise the money you need to buy company X”) and the “blind pool” (“Here’s a billion dollars: let us help you buy a company”), and he financed the biggest corporate raiders—men like Carl Icahn and Ronald Perelman. And then, on September 7, 1988, things changed... The Securities and Exchange Commission charged Milken and Drexel Burnham Lambert with insider trading and stock fraud. Waiting in the wings was the US District Attorney, who wanted to file criminal and racketeering charges. What motivated Milken in his drive for power and money? Did Drexel Burnham Lambert condone the breaking of laws? |
| florida man charged with insider trading: Securities Regulation & Law Report , 2001 |
| florida man charged with insider trading: Crimes Committed by Terrorist Groups Mark S. Hamm, 2011 This is a print on demand edition of a hard to find publication. Examines terrorists¿ involvement in a variety of crimes ranging from motor vehicle violations, immigration fraud, and mfg. illegal firearms to counterfeiting, armed bank robbery, and smuggling weapons of mass destruction. There are 3 parts: (1) Compares the criminality of internat. jihad groups with domestic right-wing groups. (2) Six case studies of crimes includes trial transcripts, official reports, previous scholarship, and interviews with law enforce. officials and former terrorists are used to explore skills that made crimes possible; or events and lack of skill that the prevented crimes. Includes brief bio. of the terrorists along with descriptions of their org., strategies, and plots. (3) Analysis of the themes in closing arguments of the transcripts in Part 2. Illus. |
| florida man charged with insider trading: Three Felonies a Day Harvey Silverglate, 2011-06-07 The average professional in this country wakes up in the morning, goes to work, comes home, eats dinner and then goes to sleep, unaware that he or she has likely committted several federal crimes that day ... Why? This book explores the answer to the question, reveals how the federal criminal justice system has become dangerously disconnected from common law traditions of due process and the law's expectations and surprises the reader with its insight. |
| florida man charged with insider trading: Faces of Fraud Martin T. Biegelman, 2013-02-07 The ultimate tool for understanding, investigating and preventing fraud Fraud is an evil with a life of its own that leaves a financial, repetitional, and emotional toll on its victims. While monumental scandals, such as Enron, WorldCom, and Madoff's Ponzi scheme make the front pages, fraud is a daily occurrence impacting companies and individuals alike. Faces of Fraud reveals must-know characteristics of fraudsters and the skills needed to outwit them. Recognized Fraud Fighting Expert Martin Biegelman draws from his 40 years of experience fighting fraud to profile not only the key traits fraudsters share, but also the qualities fraud examiners must possess to be successful. Each chapter contains stories from actual cases that the author investigated Profiles the must-know characteristics of fraudsters and the skills you'll need to outwit them Reveals the traits of accomplished fraud examiners Explores the best practices in fraud detection, investigation and prevention to cultivate in order to maximize success Written by fraud fighting expert Martin T. Biegelman Although fraud will never be completely eradicated, there is much that can be done to reduce the number and size of frauds that take place in any organization. Boiling down the key lessons the author has culled from his long career, Faces of Fraud entertains and informs with stories from real cases the author investigated over his long career, and imparts useful tips you can start using right away in the fraud examination field. |
| florida man charged with insider trading: The Puppet Masters Emile van der Does de Willebois, J.C. Sharman, Robert Harrison, Ji Won Park, Emily Halter, 2011-11-01 This report examines the use of these entities in nearly all cases of corruption. It builds upon case law, interviews with investigators, corporate registries and financial institutions and a 'mystery shopping' exercise to provide evidence of this criminal practice. |
| florida man charged with insider trading: Secret Empires Peter Schweizer, 2019-03-26 #1 New York Times Bestseller! Peter Schweizer has been fighting corruption—and winning—for years. In Throw Them All Out, he exposed insider trading by members of Congress, leading to the passage of the STOCK Act. In Extortion, he uncovered how politicians use mafia-like tactics to enrich themselves. And in Clinton Cash, he revealed the Clintons’ massive money machine and sparked an FBI investigation. Now he explains how a new corruption has taken hold, involving larger sums of money than ever before. Stuffing tens of thousands of dollars into a freezer has morphed into multibillion-dollar equity deals done in the dark corners of the world. An American bank opening in China would be prohibited by US law from hiring a slew of family members of top Chinese politicians. However, a Chinese bank opening in America can hire anyone it wants. It can even invite the friends and families of American politicians to invest in can’t-lose deals. President Donald Trump’s children have made front pages across the world for their dicey transactions. However, the media has barely looked into questionable deals made by those close to Barack Obama, Joe Biden, John Kerry, Mitch McConnell, and lesser-known politicians who have been in the game longer. In many parts of the world, the children of powerful political figures go into business and profit handsomely, not necessarily because they are good at it, but because people want to curry favor with their influential parents. This is a relatively new phenomenon in the United States. But for relatives of some prominent political families, we may already be talking about hundreds of millions of dollars. Deeply researched and packed with shocking revelations, Secret Empires identifies public servants who cannot be trusted and provides a path toward a more accountable government. |
| florida man charged with insider trading: The Partners James B. Stewart, 1983 Introduces the elite corporate law firms and some of their unique contributions to economic, social, and political developments in recent years. |
| florida man charged with insider trading: The FBI Story , |
| florida man charged with insider trading: Armed Madhouse Greg Palast, 2007-08-30 ‘Razor sharp research ... shows why every US citizen should be quaking in their boots’ Metro, Books of the Year ‘Bill Hicks with a press pass’ The List Award-winning guerrilla journalist Greg Palast has gone where most have been too scared to unearth the ugly truth about the haves and have-mores who rule our world ... America. Here he reports from behind enemy lines to reveal just how bad it’s got in a dangerous regime: how elections are bought and free speech comes at a price. How citizens are ruled by fear. And how our brave new globalized world means the poor get hammered, while corporations silently buy up the planet. It’s not pretty – but it’s all true ... ‘Palast is one of the few journalists writing who has both the anger and the wit to offer himself up as a persuasive – and more importantly, readable – voice of the left’ Observer ‘A rollercoaster ride from Baghdad to New Orleans and Osama bin Laden’s cave to the back rooms of the Pentagon’ Big Issue ‘Very funny ... For anyone who thinks that no-one from the US knows what’s going on, Palast is the perfect riposte’ Guardian |
| florida man charged with insider trading: Stock Market Wizards Jack D. Schwager, 2002-05-22 This decade has witnessed the most dynamic bull market in US stock history, a collapse in commodity prices, and dramatic failures in some of the world's leading hedge funds. How have some traders managed to significantly outperform a stock market that,until recently, moved virtually straight up? This book will feature interviews with those traders who achieved phenomenal success, from an Ohio farmer who has constantly made triple-digit returns, to a Turkish emigre who transformed a $16000 account into $6 million, to spectacularly successful professional hedge-fund managers such as Michael Lancer of the Lancer Group and Michael Masters of Capital Management. Today, the action is on the stock market. This book will be a must-have for that sector, as well as for the legions of individuals who eagerly bought Market Wizards. |
| florida man charged with insider trading: Financial Investigations , 2002-02 Intended especially for colleges and universities for courses on conducting financial investigations. 2 books, sold as a set. |
| florida man charged with insider trading: Learn to Earn Peter Lynch, John Rothchild, 2012-11-27 Mutual fund superstar Peter Lynch and author John Rothchild explain the basic principles of the stock market and business in an investing guide that will enlighten and entertain anyone who is high school age or older. Many investors, including some with substantial portfolios, have only the sketchiest idea of how the stock market works. The reason, say Lynch and Rothchild, is that the basics of investing—the fundamentals of our economic system and what they have to do with the stock market—aren’t taught in school. At a time when individuals have to make important decisions about saving for college and 401(k) retirement funds, this failure to provide a basic education in investing can have tragic consequences. For those who know what to look for, investment opportunities are everywhere. The average high school student is familiar with Nike, Reebok, McDonald’s, the Gap, and The Body Shop. Nearly every teenager in America drinks Coke or Pepsi, but only a very few own shares in either company or even understand how to buy them. Every student studies American history, but few realize that our country was settled by European colonists financed by public companies in England and Holland—and the basic principles behind public companies haven’t changed in more than three hundred years. In Learn to Earn, Lynch and Rothchild explain in a style accessible to anyone who is high school age or older how to read a stock table in the daily newspaper, how to understand a company annual report, and why everyone should pay attention to the stock market. They explain not only how to invest, but also how to think like an investor. |
| florida man charged with insider trading: Secrets of the Temple William Greider, 1989-01-15 Reveals how the Federal Reserve under Paul Volcker engineered changes in America's economy. |
| florida man charged with insider trading: Computer Crime , 1980 |
| florida man charged with insider trading: The Digital Person Daniel J Solove, 2004 Daniel Solove presents a startling revelation of how digital dossiers are created, usually without the knowledge of the subject, & argues that we must rethink our understanding of what privacy is & what it means in the digital age before addressing the need to reform the laws that regulate it. |
| florida man charged with insider trading: The Wall Street Journal , 1997 |
| florida man charged with insider trading: Horse Trading in the Age of Cars Steven M. Gelber, 2008-10 Gelber's highly readable and lively prose makes clear how this unique economic ritual survived into the industrial twentieth century, in the process adding a colorful and interesting chapter to the history of the automobile. |
| florida man charged with insider trading: Bernie Madoff, the Wizard of Lies Diana B. Henriques, 2011-08-18 Based on award-winning reporter Diana Henriques' unprecedented access to Madoff, including extensive correspondence and his first interviews for publication since his arrest, Bernie Madoff, The Wizard of Lies is the ultimate true-life financial thriller. |
| florida man charged with insider trading: Crossing the Rubicon Michael C. Ruppert, 2004-09-15 The acclaimed investigative reporter and author of Confronting Collapse examines the global forces that led to 9/11 in this provocative exposé. The attacks of September 11, 2001 were accomplished through an amazing orchestration of logistics and personnel. Crossing the Rubicon examines how such a conspiracy was possible through an interdisciplinary analysis of petroleum, geopolitics, narco-traffic, intelligence and militarism—without which 9/11 cannot be understood. In reality, 9/11 and the resulting War on Terror are parts of a massive authoritarian response to an emerging economic crisis of unprecedented scale. Peak Oil—the beginning of the end for our industrial civilization—is driving the elites of American power to implement unthinkably draconian measures of repression, warfare and population control. Crossing the Rubicon is more than a story of corruption and greed. It is a map of the perilous terrain through which we are all now making our way. |
| florida man charged with insider trading: The Hedge Fund Mirage Simon A. Lack, 2012-01-03 The dismal truth about hedge funds and how investors can get a greater share of the profits Shocking but true: if all the money that's ever been invested in hedge funds had been in treasury bills, the results would have been twice as good. Although hedge fund managers have earned some great fortunes, investors as a group have done quite poorly, particularly in recent years. Plagued by high fees, complex legal structures, poor disclosure, and return chasing, investors confront surprisingly meager results. Drawing on an insider's view of industry growth during the 1990s, a time when hedge fund investors did well in part because there were relatively few of them, The Hedge Fund Mirage chronicles the early days of hedge fund investing before institutions got into the game and goes on to describe the seeding business, a specialized area in which investors provide venture capital-type funding to promising but undiscovered hedge funds. Today's investors need to do better, and this book highlights the many subtle and not-so-subtle ways that the returns and risks are biased in favor of the hedge fund manager, and how investors and allocators can redress the imbalance. The surprising frequency of fraud, highlighted with several examples that the author was able to avoid through solid due diligence, industry contacts, and some luck Why new and emerging hedge fund managers are where generally better returns are to be found, because most capital invested is steered towards apparently safer but less profitable large, established funds rather than smaller managers that evoke the more profitable 1990s Hedge fund investors have had it hard in recent years, but The Hedge Fund Mirage is here to change that, by turning the tables on conventional wisdom and putting the hedge fund investor back on top. |
| florida man charged with insider trading: The Billionaire's Apprentice Anita Raghavan, 2015-06-02 Just as WASPs, Irish-Catholics and Our Crowd Jews once made the ascent from immigrants to powerbrokers, it is now the Indian-American's turn. Citigroup, PepsiCo and Mastercard are just a handful of the Fortune 500 companies led by a group known as the Twice Blessed. Yet little is known about how these Indian emigres (and children of emigres) rose through the ranks. Until now... The collapse of the Galleon Group--a hedge fund that managed more than $7 billion in assets--from criminal charges of insider trading was a sensational case that pitted prosecutor Preet Bharara, himself the son of Indian immigrants, against the best and brightest of the South Asian business community. At the center of the case was self-described King of Kings, Galleon's founder Raj Rajaratnam, a Sri-Lankan-born, Wharton-educated billionaire. But the most shocking allegation was that the éminence grise of Indian business, Rajat Gupta, was Rajaratnam's accomplice and mole. If not for Gupta's nose-to-the-grindstone rise to head up McKinsey & Co and a position on the Goldman Sachs board, men like Rajaratnam would have never made it to the top of America's moneyed elite. Author Anita Raghavan criss-crosses the globe from Wall Street boardrooms to Delhi's Indian Institute of Technology as she uncovers the secrets of this subculture--an incredible tale of triumph, temptation and tragedy. |
| florida man charged with insider trading: 1st Review of the Suspicious Activity Reporting System (SARS). , 1998 |
| florida man charged with insider trading: Results Bruce A. Pasternack, Gary L. Neilson, 2005-10-18 Every company has a personality. Does yours help or hinder your results? Does it make you fit for growth? Find out by taking the quiz that’s helped 50,000 people better understand their organizations at OrgDNA.com and to learn more about Organizational DNA. Just as you can understand an individual’s personality, so too can you understand a company’s type—what makes it tick, what’s good and bad about it. Results explains why some organizations bob and weave and roll with the punches to consistently deliver on commitments and produce great results, while others can’t leave their corner of the ring without tripping on their own shoelaces. Gary Neilson and Bruce Pasternack help you identify which of the seven company types you work for—and how to keep what’s good and fix what’s wrong. You’ll feel the shock of recognition (“That’s me, that’s my company”) as you find out whether your organization is: • Passive-Aggressive (“everyone agrees, smiles, and nods, but nothing changes”): entrenched underground resistance makes getting anything done like trying to nail Jell-O to the wall • Fits-and-Starts (“let 1,000 flowers bloom”): filled with smart people pulling in different directions • Outgrown (“the good old days meet a brave new world”): reacts slowly to market developments, since it’s too hard to run new ideas up the flagpole • Overmanaged (“we’re from corporate and we’re here to help”): more reporting than working, as managers check on their subordinates’ work so they can in turn report to their bosses • Just-in-Time (“succeeding, but by the skin of our teeth”): can turn on a dime and create real breakthroughs but also tends to burn out its best and brightest • Military Precision (“flying in formation”): executes brilliant strategies but usually does not deal well with events not in the playbook • Resilient (“as good as it gets”): flexible, forward-looking, and fun; bounces back when it hits a bump in the road and never, ever rests on its laurels For anyone who’s ever said, “Wow, that’s a great idea, but it’ll never happen here” or “Whew, we pulled it off again, but I’m tired of all this sprinting,” Results provides robust, practical ideas for becoming and remaining a resilient business. Also available as an eBook From the Hardcover edition. |
| florida man charged with insider trading: Computerworld , 2000-08-28 For more than 40 years, Computerworld has been the leading source of technology news and information for IT influencers worldwide. Computerworld's award-winning Web site (Computerworld.com), twice-monthly publication, focused conference series and custom research form the hub of the world's largest global IT media network. |
| florida man charged with insider trading: Follow the Story James B. Stewart, 2012-11-20 An indispensable guide to nonfiction writing from the Columbia Journalism School professor and Pulitzer Prize–winning journalist behind the bestsellers Blind Eye, Blood Sport, and Den of Thieves. In Follow the Story, bestselling author and journalist James B. Stewart teaches you the techniques of compelling narrative writing, from nonfiction books to articles, feature stories, or memoirs. Stewart provides concrete directions for conceiving, reporting, structuring, and writing nonfiction—techniques that he has used in his own successful books and stories. By using examples from his own work, Stewart illustrates systematically a way of thinking about and executing stories, a method that has helped numerous reporters and Columbia students become better writers. Follow the Story examines in detail: - How an idea is conceived - How to “sell” ideas to editors and publishers - How to report the nonfiction story - Six models that can be used for any nonfiction story - How to structure the narrative story - How to write introductions, endings, dialogue, and description - How to introduce and develop characters - How to use literary devices - Pitfalls to avoid Learn a clear way of looking at the world with the alert curiosity that is the first indispensable step toward good writing. |
| florida man charged with insider trading: The Criminal Investigation Process Peter W. Greenwood, Jan M. Chaiken, Joan Petersilia, 1977 |
| florida man charged with insider trading: Working Effectively with Legacy Code Michael Feathers, 2004-09-22 Get more out of your legacy systems: more performance, functionality, reliability, and manageability Is your code easy to change? Can you get nearly instantaneous feedback when you do change it? Do you understand it? If the answer to any of these questions is no, you have legacy code, and it is draining time and money away from your development efforts. In this book, Michael Feathers offers start-to-finish strategies for working more effectively with large, untested legacy code bases. This book draws on material Michael created for his renowned Object Mentor seminars: techniques Michael has used in mentoring to help hundreds of developers, technical managers, and testers bring their legacy systems under control. The topics covered include Understanding the mechanics of software change: adding features, fixing bugs, improving design, optimizing performance Getting legacy code into a test harness Writing tests that protect you against introducing new problems Techniques that can be used with any language or platform—with examples in Java, C++, C, and C# Accurately identifying where code changes need to be made Coping with legacy systems that aren't object-oriented Handling applications that don't seem to have any structure This book also includes a catalog of twenty-four dependency-breaking techniques that help you work with program elements in isolation and make safer changes. |
| florida man charged with insider trading: Beating the Wheel Russell T. Barnhart, 1992 With 170 wheels in Las Vegas, 144 in Atlantic City, thousands in Europe, and hundreds in the Far East, roulette is undoubtedly the world's most popular casino game. But can the game be beaten, except by luck? Yes, says Russell Barnhart, an expert in gamblilng strategies and a roulette winner far more than thirty years. In Beating the Wheel, he shares his valuable strategy. |
| florida man charged with insider trading: The Jersey Sting Ted Sherman, Josh Margolin, 2012-04-10 In the summer of 2009 the blog Gawker stated Everybody in New Jersey Was Arrested Yesterday. Now for the first time, The Jersey Sting is the real story behind the biggest corruption bust in New Jersey's notoriously corrupt history. Among the forty-four people arrested in July 2009 were three mayors, five Orthodox rabbis, two state legislators, and the flamboyant deputy mayor of Jersey City, Leona Beldini, once a stripper using the stage name Hope Diamond. At the center of it all was a dubious character named Solomon Dwek, who perpetrated a $50 million Ponzi scheme before copping a plea and wearing a wire as a secret FBI undercover informant, setting up friends, partners, rabbis, and dozens of politicians. Mr. Dwek played his role like an extra in a mob movie. On surveillance tape, he repeatedly referred to his fraudulent schnookie deals, which is Yiddish for, well, schnook. Full of impossible-to-make-up detail and fresh revelations from the continuing trials and investigations, this book—the inside, untold account of a federal sting operation that moves from the streets of Brooklyn to the diners of Jersey City, and all the way to Israel—is a wonderful tour de force of investigative journalism by the reporting team that broke this amazing story. |
| florida man charged with insider trading: Fraud in the Micro-capital Markets Including Penny Stock Fraud United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations, 1997 |
| florida man charged with insider trading: Kohler V. Kohler Co , 1963 |
| florida man charged with insider trading: Flash Boys: Not So Fast Peter Kovac, 2014-12-10 In Flash Boys, Michael Lewis alleged that the entire U.S. stock market is rigged. This is an extraordinarily serious accusation. If it is true that a conspiracy of stock exchanges, banks, regulators and high-frequency traders has rigged the market, this has profound implications for every aspect of our financial system. It's rather surprising, then, that this book alleging a vast high-frequency trading conspiracy included no high-frequency traders. Flash Boys lacks a single insider's account, and it shows. Electronic trading is extremely complicated, and if you neglect to talk to any electronic traders, you're probably going to get it wrong. Flash Boys: Not So Fast, written by a former high-frequency trading executive and regulatory compliance expert, provides the missing insider's perspective on today's stock market and answers the question of whether or not Michael Lewis is right. Not So Fast reviews the alleged scams described by Lewis and applies the same rigorous analysis that real trading strategies are subjected to, methodically walking through them step by step and explaining what is actually possible in today's markets and what is not. Extensively researched and documented, Not So Fast provides a clear, accurate picture of how today's markets operate, including what works, what doesn't work, and what changes need to be made. |
| florida man charged with insider trading: U.S. Regulation of the International Securities and Derivatives Markets , 2002 |
UNITED STATES DISTRICT COURT SOUTHERN …
This case involves insider trading in the securities of Digital World Acquisition Corporation (“DWAC”) by (1) Michael Shvartsman; (2) his brother, Gerald Shvartsman; (3) his employee, …
SEC and DOJ Announce Four New Insider Trading Cases …
On Thursday, June 29, 2023, the Securities and Exchange Commission (SEC) announced the filing of four civil insider trading cases involving a variety of alleged insider trading violations. …
INSIDER TRADING & DISCLOSURE UPDATE - Debevoise …
On June 29, 2023, the Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC” or “Commission”) announced charges against a combined total of 12 …
Insider Trading Unchained: Not Just Securities Anymore
Dec 22, 2010 · insider trading cases under §10(b) of the Securities Exchange Act. Increasingly, however, insider trading also is charged under the broader, more general fraud stat-utes …
Selective Disclosure and Insider Trading - Florida Law Review
Determining when the selective disclosure of material nonpublic information should trigger insider trading liability is a deeply problematic aspect of insider trading doctrine.
UNITED STATES DISTRICT COURT SOUTHERN …
The Commission has been investigating potential insider trading in the securities of The ODP Corporation ( “ODP” ) d/b/a Office Depot, a Delaware corporation headquartered in Boca …
Brooklyn man charged in long-running international insider …
Mar 23, 2021 · The charged crimes arise out of a long-running insider trading scheme, in which Peltz executed securities transactions in the brokerage accounts of co-conspirators based on …
NOTHING NEW, MAN!—THE SECOND CIRCUIT’S …
Newman, the U.S. Court of Appeals for the Second Circuit clarified what is required for remote tippees to be liable in insider trading cases. The government has argued that the Newman …
DOJ and SEC Continue Insider Trading Enforcement
unsealing of a criminal complaint charging Yinghang “James” Yang with insider trading on the basis of confidential information misappropriated from his employer. 1 Yang and a co …
The SEC Is Cracking Down On Insider Trading By Lawyers
Sudfeld,[16] the SEC charged a real estate partner of a large law firm with insider trading in front of a merger that he learned about when he overheard a conversation between an attorney …
Back to the Future: Criminal Insider Trading Under Title 18
Blaszczak, 17-Cr.-357-LAK (May 24, 2017), a grand jury returned an indictment charging insider trading based on unlawful tips about prospective changes to health care reim-bursement rates.
WATCHING INSIDER TRADING LAW WOBBLE: OBUS …
No subject in insider trading law has wobbled more than the standards for tipper-tippee liability. After setting a fiduciary duty-based framework for insider trading liability under § 10(b) and …
SEC Charges Former SeaWorld Associate General Counsel …
The SEC’s complaint, filed in federal district court in Orlando, Florida, charges Powers with fraud. Powers has consented to a permanent injunction with the amounts of disgorgement and …
UNITED STATES DISTRICT COURT SOUTHERN …
regarding insider trading and its illegality. Throughout his employment with the Investment Bank, Viggiano owed a duty to the Investment Bank to not disclose any material nonpublic …
Insider trading: principles of regulation - people.stern.nyu.edu
The impact of a landmark decision that made it harder to prosecute insider trading was amply demonstrated on Thursday as the top federal prosecutor in Manhattan moved to dismiss the …
Florida Man Charged with Fraudulently Obtaining $1 Million in ...
– A Florida man was arrested for allegedly obtaining more than $1 million in government benefits, U.S. Attorney Philip R. Sellinger announced today. Michael Blanc, 33, of Miami, Florida, …
4 Ways The DOJ Is Changing Its Approach To Insider Trading
In June 2023, the U.S. Attorney's Office for the Southern District of New York brought insider trading charges against 10 individuals for their participation in four separate schemes in United …
Warren Buffett Faces Insider Trading: A Case Study
As soon as Bufett is informed of the insid-er trading claim, the situation turns into a decision-making problem with four core ele-ments: 1) Managerially dificult; 2) Emotionally charged; 3)...
Intraday Behavior of Stock Prices and Trades around Insider …
relationship between illegal insider trading volume and stock prices, bid-ask spreads, and market depth. There is also abundant literature regarding insider trading using daily or monthly returns.
Insider Trading Enforcement in 2022 - Jones Day
Apr 27, 2023 · Exchange Act Rule 10b5-1 provides issuers and corporate insiders with an affirmative defense to insider trading claims if a person trades—subject to certain …
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF …
This case involves insider trading in the securities of Digital World Acquisition Corporation (“DWAC”) by (1) Michael Shvartsman; (2) his brother, Gerald Shvartsman; (3) his employee, …
SEC and DOJ Announce Four New Insider Trading Cases …
On Thursday, June 29, 2023, the Securities and Exchange Commission (SEC) announced the filing of four civil insider trading cases involving a variety of alleged insider trading violations. …
INSIDER TRADING & DISCLOSURE UPDATE - Debevoise
On June 29, 2023, the Department of Justice (“DOJ”) and the Securities and Exchange Commission (“SEC” or “Commission”) announced charges against a combined total of 12 …
Insider Trading Unchained: Not Just Securities Anymore
Dec 22, 2010 · insider trading cases under §10(b) of the Securities Exchange Act. Increasingly, however, insider trading also is charged under the broader, more general fraud stat-utes …
Selective Disclosure and Insider Trading - Florida Law Review
Determining when the selective disclosure of material nonpublic information should trigger insider trading liability is a deeply problematic aspect of insider trading doctrine.
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF …
The Commission has been investigating potential insider trading in the securities of The ODP Corporation ( “ODP” ) d/b/a Office Depot, a Delaware corporation headquartered in Boca …
Brooklyn man charged in long-running international insider …
Mar 23, 2021 · The charged crimes arise out of a long-running insider trading scheme, in which Peltz executed securities transactions in the brokerage accounts of co-conspirators based on …
NOTHING NEW, MAN!—THE SECOND CIRCUIT’S …
Newman, the U.S. Court of Appeals for the Second Circuit clarified what is required for remote tippees to be liable in insider trading cases. The government has argued that the Newman …
DOJ and SEC Continue Insider Trading Enforcement
unsealing of a criminal complaint charging Yinghang “James” Yang with insider trading on the basis of confidential information misappropriated from his employer. 1 Yang and a co …
The SEC Is Cracking Down On Insider Trading By Lawyers
Sudfeld,[16] the SEC charged a real estate partner of a large law firm with insider trading in front of a merger that he learned about when he overheard a conversation between an attorney …
Back to the Future: Criminal Insider Trading Under Title 18
Blaszczak, 17-Cr.-357-LAK (May 24, 2017), a grand jury returned an indictment charging insider trading based on unlawful tips about prospective changes to health care reim-bursement rates.
WATCHING INSIDER TRADING LAW WOBBLE: OBUS …
No subject in insider trading law has wobbled more than the standards for tipper-tippee liability. After setting a fiduciary duty-based framework for insider trading liability under § 10(b) and …
SEC Charges Former SeaWorld Associate General Counsel …
The SEC’s complaint, filed in federal district court in Orlando, Florida, charges Powers with fraud. Powers has consented to a permanent injunction with the amounts of disgorgement and …
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF …
regarding insider trading and its illegality. Throughout his employment with the Investment Bank, Viggiano owed a duty to the Investment Bank to not disclose any material nonpublic …
Insider trading: principles of regulation - people.stern.nyu.edu
The impact of a landmark decision that made it harder to prosecute insider trading was amply demonstrated on Thursday as the top federal prosecutor in Manhattan moved to dismiss the …
Florida Man Charged with Fraudulently Obtaining $1 Million …
– A Florida man was arrested for allegedly obtaining more than $1 million in government benefits, U.S. Attorney Philip R. Sellinger announced today. Michael Blanc, 33, of Miami, Florida, …
4 Ways The DOJ Is Changing Its Approach To Insider Trading
In June 2023, the U.S. Attorney's Office for the Southern District of New York brought insider trading charges against 10 individuals for their participation in four separate schemes in United …
Warren Buffett Faces Insider Trading: A Case Study
As soon as Bufett is informed of the insid-er trading claim, the situation turns into a decision-making problem with four core ele-ments: 1) Managerially dificult; 2) Emotionally charged; 3)...
Intraday Behavior of Stock Prices and Trades around Insider …
relationship between illegal insider trading volume and stock prices, bid-ask spreads, and market depth. There is also abundant literature regarding insider trading using daily or monthly returns.
Insider Trading Enforcement in 2022 - Jones Day
Apr 27, 2023 · Exchange Act Rule 10b5-1 provides issuers and corporate insiders with an affirmative defense to insider trading claims if a person trades—subject to certain …
